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Secure Act, Fiduciary Rules Set Up a Doozy of a Compliance Year

  • December 26, 2019

Major changes are afoot in the rules that govern advice-giving. Along with new sweeping retirement planning rules ushered in under the Setting Every Community Up for Retirement Enhancement (Secure) Act, advisors and broker-dealers will have new fiduciary-related rules to comply with in the new year. Continue Reading