Audits of 401(k) Plans (8 hours)

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Apr 28, 2020

Registration: 5:30 AM / Program: 6:00 AM - 2:00 PM


Member Fee: $0.00
Nonmember Fee: $0.00

Available Discounts

AICPA Member: None
Full time Accounting Educator: None


Since 401(k) plans make a popular option for employee benefit plans, auditors of employee benefit plans must have the proper skills to audit these plans effectively. You will work through how to audit a 401(k) plan and prepare financial statements that satisfy ERISA and SEC requirements. Tap into ways to plan and conduct 401(k) audits more efficiently and effectively, and understand the differences between 401(k) audits and other employee benefit plan audits.

Designed For

Practitioners and financial professionals in the construction industry.


When you complete this course you will be able to:

Recognize the requirements for 401(k) audits to distinguish between audits of other types of employee benefit plans and 401(k) audits.

Identify efficient and effective ways to plan and conduct 401(k) audits.

Recognize new developments affecting 401(k) audits.

Major Subjects

Background of 401(k) audits

Audit planning and pre-engagement activities

Internal control considerations

Auditing the statement of net assets available for benefits

Auditing the statement of changes in net assets available for benefits

Other auditing considerations

The auditor's report

Financial statement disclosures

Supplemental schedules

This event has already passed. If you have any questions, please contact us at 503-641-7200 or email